Cb. Rockman et al., NATURAL-HISTORY AND MANAGEMENT OF THE ASYMPTOMATIC, MODERATELY STENOTIC INTERNAL CAROTID-ARTERY, Journal of vascular surgery, 25(3), 1997, pp. 423-431
Purpose: Although it has been widely accepted as the evidence supporti
ng prophylactic carotid endarterectomy, aspects of the Asymptomatic Ca
rotid Atherosclerosis Study have left unease among clinicians who must
decide which individuals without symptoms should undergo surgery. Add
itional confusion has been created by the fact that the several large
randomized trials investigating the efficacy of carotid endarterectomy
have classified and analyzed different categories of carotid stenosis
. In an effort to provide more information on the natural history of a
symptomatic, moderate carotid artery stenosis (50% to 79%), we have re
viewed data on approximately 500 arteries. Methods: Records of our vas
cular laboratory from 1990 to 1992 were reviewed. We identified 425 pa
tients with asymptomatic, moderate carotid artery stenosis; 71 patient
s had bilateral stenoses in this category, resulting in 496 arteries f
or study. Results: The mean length of follow-up was 38 +/- 18 months.
New ipsilateral strokes occurred in 16 (3.8%) patients. New ipsilatera
l transient ischemic attacks occurred in 25 (5.9%) patients. Documente
d progression of stenosis occurred in 48 (17%) of the 282 arteries for
which a repeat duplex examination was available. Arteries that progre
ssed to >80% stenosis were significantly more likely to have caused st
rokes than those that remained in the 50% to 79% range (10.4% vs 2.1%,
p < 0.02). Conversely, arteries that remained stable in the degree of
stenosis were significantly more likely to have remained asymptomatic
than those that progressed (92.7% vs 62.5%, p < 0.001). With life-tab
le analysis the estimated cumulative ipsilateral stroke rate was 0.85%
at 1 year, 3.6% at 3 years, and 5.4% at 5 years. The respective estim
ated cumulative transient ischemic attack rates were 1.9%, 5.5%, and 6
.3%. The respective estimated cumulative rates for progression of sten
osis were 4.9%, 16.7%, and 26.5%. Life-table comparison of ipsilateral
stroke revealed a significantly higher cumulative rate among arteries
that progressed in the degree of stenosis than among those that remai
ned stable (p < 0.001). Conclusions: Based on the low rate of permanen
t neurologic events in these cases, prophylactic carotid endarterectom
y for the asymptomatic, moderately stenotic internal carotid artery ca
nnot currently be recommended. The only factor that appears to predict
increased risk for future stroke is progression of stenosis. Careful
follow-up with serial repeat duplex examinations must be performed in
these patients. Until there are widely accepted duplex parameters that
can provide all clinicians with accurate identification of arteries w
ith narrowing corresponding to 60% stenosis as defined by the Asymptom
atic Carotid Atherosclerosis Study, all surgeons will need to be aware
of specifically how their noninvasive laboratories are deriving their
results. For the many laboratories that continue to use the Universit
y of Washington criteria, 80% should remain the level above which prop
hylactic carotid endarterectomy is warranted.