The recruitment and derecruitment of lung units is one explanation of
the hysteresis observed in an excised lung during inflation and deflat
ion. A simplified model has been proposed in which the recruitment-der
ecruitment process is a function of end-expiratory pressure (Frazer, D
.G., K.C. Weber and G.N. Franz, Respir. Physiol. 61: 277-288, 1985). T
he object of this study was to test this model with three experimental
procedures. During the first set of experiments, progressively larger
pressure-volume (PL-VL) loops were recorded with end-expiratory press
ure held at either -5 cmH(2)O, where all lung units are assumed to be
closed, or +5 cmH(2)O, where all recruited lung units are assumed to b
e open. In the first case hysteresis is maximal, in the second, minima
l. The difference in hysteresis is presumed to arise from the recruitm
ent-derecruitment process. In the second set of experiments, excised l
ungs are slowly inflated and then deflated at a constant rate while co
nstant-amplitude sinusoidal volume oscillations are superimposed. The
end-expiratory pressure of the superimposed loops gradually rose as th
e lung was inflated and fell as the lung was deflated. Hysteresis was
minimal when end-expiratory pressure was above 4+/-1 cmH(2)O even as p
eak-to-peak loop pressure greatly varied. This supports the notion of
an end-expiratory pressure dependent mechanism of recruitment/derecrui
tment. During the third set of experiments lungs were inflated to eith
er 50%, 75%, or 100% TLC. Volumes of air were then withdrawn and repla
ced so that the initial volume was restored in sinusoidal fashion as t
he amplitude of the volume excursions increased. For PL-VL loops with
end-expiratory pressures between +4 and -2 cmH(2)O, pressure amplitude
s rose and the hysteresis index (loop area/tidal volume) increased, re
gardless of the initial lung volume. These results are consistent with
the previously described model of Frazer et al. (1985) which assumed
that PL-VL curves can be divided into an 'opening' region, an 'open' r
egion and a 'closing' region and that the demarcation of these regions
depends on transpulmonary pressure, specifically end-expiratory press
ure, and to a much lesser degree on lung volume.