Cross-sectional and plane view TEM, in conjunction with atomic force m
icroscopy (AFM), was used to study the dislocations produced within PS
-PVP diblock copolymer films. The results showed that islands or holes
on the surface of multilayer films were produced by prismatic loop di
slocations with a screw component in the layers below the surface. Onl
y the contours at the vacuum surface obtained by AFM could be fit with
classical elasticity theory. Flattening of the surface by the surface
tension when the films were ordered on a silicon substrate induced a
large amount of compression in the lamella beneath the surface. In fil
ms less than 3/2 lamellar layers thick, this compression is shown to i
nduce a transition from lamellar to perpendicular cylinders at the edg
e of the island or holes. This transition was suppressed when the dibl
ock copolymer molecular weight was decreased or when the films were or
dered at a low surface tension interface. A qualitative model which es
timates the degree of chain stretching induced by the surface tension
is proposed to explain these effects.