E. Elmroth et B. Kagstrom, THE SET OF 2-BY-3 MATRIX PENCILS - KRONECKER STRUCTURES AND THEIR TRANSITIONS UNDER PERTURBATIONS, SIAM journal on matrix analysis and applications, 17(1), 1996, pp. 1-34
The set (or family) of 2-by-3 matrix pencils A-lambda B comprises 18 s
tructurally different Kronecker structures (canonical forms). The alge
braic and geometric characteristics of the generic and the 17 nongener
ic cases are examined in full detail. The complete closure hierarchy o
f the orbits of all different Kronecker structures is derived and pres
ented in a closure graph that shows how the structures relate to each
other in the la-dimensional space spanned by the set of 2-by-3 pencils
. Necessary conditions on perturbations for transiting from the orbit
of one Kronecker structure to another in the closure hierarchy are pre
sented in a labeled closure graph. The node and are labels shows geome
tric characteristics of an orbit's Kronecker structure and the change
of geometric characteristics when transiting to an adjacent node, resp
ectively. Computable normwise bounds for the smallest perturbations (d
elta A, delta B) of a generic 2-by-3 pencil A lambda B such that (A+de
lta A)-lambda(B+delta B) has a specific nongeneric Kronecker structure
are presented. First, explicit expressions for the perturbations that
transfer A-lambda B to a specified nongeneric form are derived. In th
is context tractable and intractable perturbations are defined. Second
, a modified GUPTRI that computes a specified Kronecker structure of a
generic pencil is used. Perturbations devised to impose a certain non
generic structure are computed in a way that guarantees one will find
a Kronecker canonical form (KCF) on the closure of the orbit of the in
tended KCF. Both approaches are illustrated by computational experimen
ts. Moreover, a study of the behaviour of the nongeneric structures un
der random perturbations in finite precision arithmetic (using the GUP
TRI software) show for which sizes of perturbations the structures are
invariant and also that structure transitions occur in accordance wit
h the closure hierarchy. Finally, some of the results are extended to
the general m-by-(m+1) case.