Rare-earth (eg., Er3+, Nd3+) based, guided wave optical amplification
in lithium niobate (LiNbO3) integrated optic systems is anew and impor
tant addition to the field of integrated optics. The application of to
tal site selective spectroscopy to rare-earth-doped LiNbO3 provides th
e most complete spectroscopic characterization of this class of materi
als to date. In a previous publication we identified six spectroscopic
sites in Er:LiNbO3 using total site selective spectroscopy, two of wh
ich are cluster sites which upconvert light using nonradiative energy
transfer between Er ions within a given site. In this paper Er3+ Site
identifications are made based on a consideration of solid solution de
fect equations in conjunction with an experimental study of the site d
istribution as a function of dopant concentration (0.4-2.0 mol % Er:Li
NbO3) and the Li/Nb ratio in the crystal. The Li/Nb ratio was altered
using a vapor phase equilibration technique. Our results indicate that
increasing the Li2O content of Er:LiNbO3 not only reduces the cluster
site concentration by similar to 30% but also increases the amount of
light absorbed in the crystal by similar to 15%. This observation is,
to the best of our knowledge, the first report of post growth materia
ls processing in rare-earth-doped LiNbO3 to effect a change in absorpt
ion or cluster;site concentration. In addition, increasing the dopant
concentration increases Li2O deficiency in Er:LiNbO3 crystals. Simple
solid solution defect model calculations agree with these experimental
results.