The surface-micromachining technique has been employed to fabricate no
vel three-dimensional micro-optical elements for free-space integrated
optics. The optical axes of these optical elements are parallel to th
e substrate, which enables the entire free-space optical system to be
integrated on a single substrate. Microscale Fresnel lenses, mirrors,
beam-splitters, gratings, and precision optical mounts have been succe
ssfully fabricated and characterized. In addition, micropositioners su
ch as rotary stages and linear translational stages are monolithically
integrated with the optical components using the same surface-microma
chining process to provide on-chip optical alignment or optomechanical
switching. Self-aligned hybrid integration with semiconductor edge-em
itting lasers and vertical cavity surface-emitting lasers are also dem
onstrated for the first time. This new free-space micro-optical bench
(FSMOB) technology could significantly reduce the size, weight, and co
st of most optical systems, and could have a significant impact on opt
ical switching, optical sensing and optical data-storage systems as we
ll as on the packaging of optoelectronic components.