Ok. Andersen et al., LDA ENERGY-BANDS, LOW-ENERGY HAMILTONIANS, T', T'', T-PERPENDICULAR-TO(K), AND J-PERPENDICULAR-TO, Journal of physics and chemistry of solids, 56(12), 1995, pp. 1573-1591
We describe the LDA band structure of YBa2Cu3O7 in the epsilon(F) +/-
2 eV range using orbital projections and compare with YBa2Cu4O8. Then,
the high-energy and chain-related degrees of freedom are integrated o
ut and we arrive at two, nearest-neighbor, orthogonal, two-center, 8-b
and Hamiltonians H-8(+) and H-8(-) for respectively the even and odd b
ands of the bi-layer. Of the 8 orbitals Cu(x)2-(y)2. O2(x), O3(y) and
Cu-s have sigma character and Cu-xz, Cu-yz, O2(z), and O3(z) have pi c
haracter. The roles of the Cu-s orbital, which has some Cu(3z)2-(1) ch
aracter, and the four pi orbitais are as follows: Cu-s provides 2nd- a
nd 3rd-nearest-neighbor (t' and t '') intra-plane hopping, as well as
hopping between planes (t(perpendicular to)). The pi-orbitals are resp
onsible for bifurcation of the saddle-points for dimpled planes. The 4
-sigma-band Hamiltonian is generic for flat CuO2 planes and we use it
for analytical studies The k(parallel to)-dependence is expressed as o
ne on u = (cos bk(y) + cos ak(x))/2 and one on nu = (cos bk(y) - cos a
k(x))/2. The latter arises solely through the influence of Cu-s. The r
eduction of the (sigma-Hamiltonian to 3- and 1-band Hamiltonians is ex
plicitly discussed and we point out that, in addition to the hoppings
commonly included in many-body calculations, the 3-band Hamiltonian sh
ould include hopping between all 2nd-nearest-neighbor oxygens and that
the 1-band Hamiltonian should include 3rd-nearest-neighbor hoppings.
We calculate the single-particle hopping between the planes of a bi-la
yer and show that it is generically: t(perpendicular to) (k(parallel t
o)) approximate to 0.25 eV .nu(2) (1 - 2ut'/t)(-2). The hopping throug
h insulating spacers such as (BaO)Hg(BaO) is an order of magnitude sma
ller, but seems to have the same k(parallel to)-dependence. We show th
at the inclusion of t' is crucial for understanding ARPES for the anti
-ferromagnetic insulator Sr2CuO2Cl2. Finally, we estimate the value of
the inter-plane exchange constant J(perpendicular to) for an un-doped
bi-layer in mean-field theory using different single-particle Hamilto
nians, the LDA for YBa2Cu3O6, the eight- and four-band Hamiltonians, a
s well as an analytical calculation for the latter. We conclude that J
perpendicular to similar to -20 meV.