It is well-established that heart rate is decreased in NREM sleep rela
tive to wakefulness, but the extent and progression of variations in h
eart rate when NREM sleep is first initiated, i.e, at sleep onset, hav
e not been detailed. Furthermore, since physiological variations which
have been documented during the sleep onset period have been based on
studies of adult subjects, developmentally related influences on this
process have not been examined. The present investigation addressed t
hese issues by examining beat-to-beat (RR interval) changes in heart r
ate during the transitions between wakefulness, initial Stage 1, and s
ubsequent Stage 2 sleep in normal and reading disabled male preadolesc
ents who participated in a four-consecutive-night baseline sleep study
, To avoid the influence of sleep deprivation or the effects of multip
le sleep onset attempts, only initial, uninterrupted sleep onset perio
ds from post-adaptation nights were selected for study. For both group
s the results indicated a significant slowing of heart rate beginning
30 s prior to Stage 1 onset, and a further decrease within 30 s of Sta
ge 2 onset. In addition to providing new developmental data documentin
g heart rate variations in the wake/sleep transition, these results co
mplement previous reports indicating motor and autonomic changes occur
ring in anticipation of Stage 1 onset. These data are also relevant to
an ongoing controversy regarding whether initial Stage 1 or Stage 2 s
leep should be considered as the time of sleep onset, To the extent th
at the systematic and coordinated variations across systems may be tak
en as an index of state change, and in the absence of remarkable diffe
rences in these variations between Stage 1 and subsequent Stage 2, the
present data are most consistent with considering initial Stage 1 as
the earliest EEG sign of physiological sleep onset.