Ta. Merritt et al., CLINICAL-PRACTICE GUIDELINES IN PEDIATRIC AND NEWBORN MEDICINE - IMPLICATIONS FOR THEIR USE IN PRACTICE, Pediatrics, 99(1), 1997, pp. 100-114
Clinical practice guidelines are becoming pervasive in pediatrics and
newborn medicine. They have spanned a wide range of primary care pract
ice parameters from treating otitis media with effusion, to performing
complex surgery for congenital heart disease, and management of respi
ratory distress syndrome and coordinating discharge from the neonatal
intensive care unit. Administrators believe that using clinical practi
ce parameters reduces health care costs, improves quality of care, and
limits malpractice liability. Practice parameters and guidelines have
grown in use because powerful interests-third-party payers, insurers,
and health maintenance organizations, as well as hospital administrat
ors bent on reducing variable costs of: care and contracting for capit
ated care-champion their development, implementation, and monitoring.
Economic credentialing of physicians with excessive variances without
risk-adjusting for other than average patients is problematic and rema
ins unchecked partly because of the fundamental characteristics of the
evolving health care industry in which costs are more easily measured
than quality. For highly autonomous physicians this standardization o
f medical decision making may represent a difficult transition into co
rporate practice by realigning traditional values of the doctor-patien
t relationship. However, because guidelines are almost certainly here
to stay, pediatricians and neonatologists need to think critically abo
ut how their content and method of implementation, monitoring, and mod
ification may influence medical teaching and decision making in the fu
ture. If guidelines are introduced primarily as a cost savings or cont
ainment tool that ignores the impact on the quality of care and restri
cts necessary care for infants and children, especially those with chr
onic illness or who are developmentally at risk, then neonatoIogists a
nd pediatricians must be quick and determined to challenge the potenti
ally damaging use of practice parameters or guidelines. Furthermore, t
here are many medicolegal implications of guideline implementation tha
t may not favor physicians and leave to hospitals, insurers, and ultim
ately the courts decisions regarding evidence-based practice. In this
review article, we pay special attention to the guidelines developed i
n newborn medicine. We discuss why and how guidelines are developed an
d critically evaluate the available evidence describing potential bene
fits and drawbacks of guidelines in general. There are legal implicati
ons to the implementation of guidelines, and guidelines may increase p
rovider susceptibility to malpractice allegations. Neonatologists and
pediatricians should critically analyze the following questions when g
uidelines are being developed: Are clinical practice parameters the mo
st effective means to reduce the costs of health care, or improve the
quality of health care services while reducing the need for and protec
ting physicians from malpractice suits' Or do clinical practice guidel
ines more closely resemble an audit system developed by health care or
ganizations, insurers, and others including government-sponsored healt
h care to appease powerful interests-with limited evidence for promise
and perhaps potential negative cost, quality, and malpractice liabili
ty implications? In pediatric and newborn medicine there is limited ev
idence that guidelines have achieved the desired goals and further ana
lysis of their process of care and the costs of implementation is warr
anted.