H. Meyr et al., ON SAMPLING RATE, ANALOG PREFILTERING, AND SUFFICIENT STATISTICS FOR DIGITAL RECEIVERS, IEEE transactions on communications, 42(12), 1994, pp. 3208-3214
In this paper we consider the joint sequence estimation, timing and ph
ase recovery for linear modulation. The paper differs from the classic
al ones in the sense that time-discrete algorithms suitable for fully
digital receivers are discussed. Sufficient conditions are given such
that the signal samples represent sufficient statistics. These conditi
ons involve signal bandwidth, sampling/symbol rate and the analog pref
ilter characteristics. It is shown that the sampling rate need not be
an exact multiple of the symbol rate, i.e., the samples can be taken f
rom a free-running oscillator. All subsequent signal processing operat
ions in the receiver then operate with the clock of this free-running
oscillator. Timing recovery is then performed by a time-variant linear
digital interpolator and a decimator. Carrier recovery and sequence e
stimation are performed at an average rate of one symbol per sample. T
he digital matched filter for this case is derived for an arbitrary co
lored noise spectrum.