Despite the growing popularity of upward feedback programs, there has
been very little research on the effects of upward feedback on changes
in managerial performance over time. We examined the effects of imple
menting an upward feedback program in which subordinates' ratings were
collected for 238 first- through fifth-level managers in a large corp
oration at two points in time about 6 months apart. Research questions
drawn from goal-setting, control, and social cognition theories guide
d our investigation of the effects of (a) receiving feedback, (b) comp
leting self-ratings, (c) managers' initial level of performance, and (
d) subordinate's familiarity with the manager on changes over time in
the level of ratings and reported opportunity to observe managerial be
haviors. Ratings were provided on a 33-item behavioral observation sca
le that focused on areas such as the manager's commitment to quality,
communications, support of subordinates (encouraging participation, co
aching), and fairness. Based on subordinates' ratings, managers whose
initial level of performance was moderate or low improved over the 6-m
onth period, and this improvement could not be attributed solely to re
gression to the mean. Also, both managers and their subordinates becam
e more likely over time to indicate that the managers had an opportuni
ty to demonstrate behaviors measured by the upward feedback instrument
.