Cellulose acetoacetates with and without other ester groups were prepa
red directly from cellulose by reaction with diketene or tert-butyl ac
etoacetate (and, where appropriate, a carboxylic anhydride) in N,N-dim
ethylacetamide (DMAC)/LiCl or 1-methyl-2-pyrrolidinone (NMP)/LiCl solu
tion. This is the only method yet described for the direct synthesis o
f these polymers from cellulose and, except for the triester, the only
method available for synthesis of cellulose acetoacetates which do no
t contain another ester group. The products span the entire degree of
substitution (DS) range, are amorphous, and are readily soluble in var
ious solvents depending on DS. Cellulose acetoacetates of low DS are s
oluble in water. Some of these water-soluble materials can be formulat
ed into cross-linkable coatings which have outstanding solvent resista
nce. Methods have been developed for the determination of DS by proton
NMR spectroscopy. Proton and carbon-13 NMR resonance assignments for
cellulose tris(acetoacetate) are also provided.