Dc. Marson et al., ASSESSING THE COMPETENCE OF PATIENTS WITH ALZHEIMERS-DISEASE UNDER DIFFERENT LEGAL STANDARDS - A PROTOTYPE INSTRUMENT, Archives of neurology, 52(10), 1995, pp. 949-954
Objective: To assess empirically the competency of patients with Alzhe
imer's disease (AD) to consent to medical treatment under different le
gal standards (LSs). Design: Comparison of normal older subjects and p
atients with AD on measures of competency to consent to medical treatm
ent. Setting: University medical center. Subjects: Normal older contro
l subjects (n = 15) and patients with probable AD (n = 29 [15 with mil
d and 14 with moderate AD]). Main Outcome Measures: Two specialized cl
inical vignettes were developed that test a subject's capacity to cons
ent to medical treatment under five well-established LSs for this comp
etency: LS1, evidencing treatment choice; LS2, making the reasonable c
hoice; LS3, appreciating consequences of choice; LS4, providing ration
al reasons for choice; and LS5, understanding treatment situation and
choices. Performance on the LSs was compared across control and AD gro
ups using Student's t test, chi(2), and analysis of variance. Demented
subjects were categorized as competent, marginally competent, or inco
mpetent under each LS by using a cutoff score derived from normal cont
rol performance. Results: No differences between groups emerged for LS
1 and LS2. Control subjects performed significantly better than patien
ts with mild AD on LS4 and LS5, and significantly better than patients
with moderate AD on LS3, LS4, and LS5. Patients with mild AD performe
d significantly better than patients with moderate AD on LS4 and LS5.
With respect to competency status, patients with AD showed a consisten
t and progressive pattern of compromise (marginal competence or incomp
etence) related to dementia severity and stringency of the LS. Conclus
ions: A reliable prototype instrument validly discriminated the compet
ency performance and classified the competency status of control subje
cts and patients with mild and moderate AD under five LSs for competen
cy to consent to medical treatment. While the groups performed equival
ently on minimal standards requiring merely a treatment choice (LS1) o
r the reasonable treatment choice (LS2), patients with mild AD had dif
ficulty with more difficult standards requiring rational reasons (LS4)
and understanding treatment information (LS5), and patients with mode
rate AD had difficulty with appreciation of consequences (LS3), ration
al reasons (LS4), and understanding treatment (LS5). The results raise
d the concern that many patients with mild AD may not be competent to
consent to treatment and supported the value of standardized clinical
vignettes for assessment of competency in dementia.