New federal regulations, implemented in 1990, severely restrict the us
e of physical restraints in nursing homes nationwide. This study evalu
ated the impact of these regulations on North Carolina nursing homes d
uring 1991. An average of 32.6% of facility residents were restrained
during that year, and 29.2% of facilities were cited for violation of
the restraint regulations. Annual health department surveys of a sampl
e of 195 North Carolina nursing homes were analyzed. The facility prop
ortion of restrained residents was modeled using estimated weighted le
ast-squares regression. A probit model was used to predict if the faci
lity received a deficiency for restraint use. Facility-level factors a
ssociated with overall restraint use were the ratio of licensed vocati
onal nurse/nursing assistant staff to residents in the facility, and t
he overall facility disability level. Factors associated with the rece
ipt of a restraint violation were facility size, direct costs per pati
ent day, the proportion of restrained patients, use of bladder trainin
g in less than 3% of residents, and the proportion of residents with o
rganic brain syndrome; variables that were of borderline significance
included proprietary affiliation, the proportion of intubated resident
s, the facility disability level, and the proportion of residents on p
sychotropic medication. These findings indicate that, despite implemen
tation of these regulations, nearly one third of North Carolina nursin
g home residents remained physically restrained. The characteristics a
ssociated with restraint use and with restraints violations can be use
d to identify facilities most likely to benefit from assistance and ed
ucation in reducing physical restraints.