The anterior part of the vertebrate head expresses a group of homeo bo
x genes in segmentally restricted patterns during embryogenesis. Among
these, Otx2 expression covers the entire fore- and midbrains and take
s place earliest. To examine its role in development of the rostral he
ad, a mutation was introduced into this locus. The homozygous mutants
did not develop structures anterior to rhombomere 3, indicating an ess
ential role of Otx2 in the formation of the rostral head. In contrast,
heterozygous mutants displayed craniofacial malformations designated
as otocephaly; affected structures appeared to correspond to the most
posterior and most anterior domains of Otx expression where Otx1 is no
t expressed. The home- and heterozygous mutant phenotypes suggest Otx2
functions as a gap-like gene in the rostral head where Hox code is no
t present. The evolutionary significance of Otx2 mutant phenotypes was
discussed for the innovation of the neurocranium and the jaw.