To resolve the role of strain in the formation of natural graphite, a
'hard' carbon-based anthracite and a 'soft' carbon-based high volatile
bituminous coal were deformed in hydrostatic, coaxial and simple shea
r configurations at temperatures up to 900 degrees C and confining pre
ssures up to 1 GPa. Additional tests were carried out at ambient press
ures at temperatures up to 2800 degrees C. In simple shear, graphite a
ppears, with an anthracite starting material at temperatures as low as
600 degrees C; samples tested at 900 degrees C are predominately grap
hitized, as is evident from optical microscopy, X-ray diffraction (XRD
) and transmission electron microscopy (TEM). In tests on high volatil
e bituminous coal, graphite first appears in simple shear tests at tem
peratures of 800 degrees C and is common at 900 degrees C. In TEM obse
rvations graphite particles are lamellar, have punctual hkl reflection
s or Debye-Scherrer hkl rings (triperiodic order) and long, stiff and
stacked lattice fringes typical of well crystallized graphite. No grap
hite was formed in either the hydrostatic or coaxial tests (they remai
n porous and turbostratic). Micro-Raman spectroscopy of deformed sampl
es indicates the presence of defects (band at 1350 cm(-1)) even in sam
ples that prove to be mainly graphite by XRD and TEM. With increasing
experimental temperatures there is an overall increase in maximum refl
ectance and bireflectance, Samples deformed in simple shear locally ha
ve reflectance values typical of graphite. In anthracite the highest r
eflectance and bireflectance values occur in zones of kink banding or
cataclasis, indicating the importance of localized areas of high strai
n on graphitization. In high volatile bituminous coal localization of
graphite appears to reflect compositional heterogeneity as well as str
ain partitioning during the experiments, The occurrence of low reflect
ance zones and mesoporousturbostratic particles in samples otherwise c
omposed of graphite is interpreted as reflecting localized areas of lo
w strain (strain shadows) during deformation. Comparison of anthracite
and high volatile bituminous coal samples tested under the same gener
al conditions indicate that anthracite is more graphitizable under all
conditions. The importance of simple shear experiments is that, becau
se of their geometry, a significant component of strain is imparted to
the samples. Strain energy has facilitated additional flattening of e
xisting pores, with likely mechanical rotation of stacks of basic stru
ctural units (BSUs) and rupturing of pore walls. Thus, strain facilita
tes coalescence of pores, parallelism of BSUs and, therefore, the grow
th of aromatic sheets (by coalescence of neighbouring pores), leading
to the formation of graphite. We propose that a major component of the
activation energy required for graphitization in our experiments and,
by analogy, in nature, is provided by strain energy.