To evaluate the tectonic significance of the October 20, 1986 Kermadec
earthquake (M(W) = 7.7), we performed a comprehensive analysis of sou
rce parameters using surface waves, body waves, and relocated aftersho
cks. Amplitude and phase spectra from up to 93 Rayleigh waves were inv
erted for centroid time, depth, and moment tensor in a two-step algori
thm. In some of the inversions, the time function was parameterized to
include information from the body-wave time function. The resulting s
ource parameters were stable with respect to variations in the velocit
y and attenuation models assumed, the parameterization of the time fun
ction, and the set of Rayleigh waves included. The surface wave focal
mechanism derived (phi = 275-degrees, delta = 61-degrees, lambda = 156
-degrees) is an oblique-compressional mechanism that is not easy to in
terpret in terms of subduction tectonics. A seismic moment of 4.5 x 10
(20) N-m, a centroid depth of 45 +/- 5 km, and a centroid time of 13 /- 3 s were obtained. Directivity was not resolvable from the surface
waves. The short source duration is in significant contrast to many la
rge earthquakes. We performed a simultaneous inversion of P and SH bod
y waves for focal mechanism and time function. The focal mechanism agr
eed roughly with the surface wave mechanism. Multiple focal mechanisms
remain a possibility, but could not be resolved. The body waves indic
ate a short duration of slip ( 1 5 to 20 s), with secondary moment rel
ease 60 s later. Seismically radiated energy was computed from the bod
y-wave source spectrum. The stress drop computed from the seismic ener
gy is about 30 bars. Sixty aftershocks that occurred within three mont
hs of the mainshock were relocated using the method of Joint Hypocentr
al Determination (JHD). Most of the aftershocks have underthrusting fo
cal mechanisms and appear to represent triggered slip on the main thru
st interface. The depth, relatively high stress drop. short duration o
f slip, and paucity of true aftershocks are consistent with intraplate
faulting within the downgoing plate. Although it is not clear on whic
h nodal plane slip occurred, several factors favor the roughly E-W tre
nding plane. The event occurred near a major segmentation in the downg
oing plate at depth, near a bend in the trench, and near a right-later
al offset of the volcanic arc by 80 km along an E-W direction. Also, a
ll events in the region from 1977 to 1991 with CMT focal mechanisms si
milar to that of the mainshock occurred near the mainshock epicenter,
rather than forming an elongate zone parallel to the trench as did the
aftershock activity. We interpret this event as part of the process o
f segmentation or tearing of the subducting slab. This segmentation ap
pears to be related to the subduction of the Louisville Ridge, which m
ay act as an obstacle to subduction through its buoyancy.