BACKGROUND. There has been increasing interest in the use of sphincter
-preserving therapy for patients with distal rectal carcinomas. The ou
tcomes of conservative treatments for early stage rectal carcinoma app
ear to be comparable to that achieved with abdominoperineal resection.
METHODS. Retrospective and prospective clinical series of patients wi
th distal rectal carcinoma treated by local excision alone, local exci
sion with postoperative adjuvant therapy, preoperative radiation follo
wed by local excision, or radical circumferential sphincter-sparing su
rgeries were reviewed. The local control rates, salvage rates, and tre
atment complications in patients treated by these various methods were
examined. RESULTS. Patients with T1 distal rectal carcinoma with favo
rable clinical and histopathologic characteristics treated with local
excision alone had a local control rate of greater than 90% in most se
ries. Postoperative chemoradiation improved local control for those wi
th T1 disease with unfavorable characteristics, or those with T2 disea
se. Most T3 patients had failure rates of greater than 30% despite adj
uvant local and systemic therapy. With high dose preoperative radiatio
n, approximately 80% of patients with locally advanced or unresectable
tumors were able to undergo sphincter-preservation treatment. CONCLUS
IONS. Patients with favorable T1 rectal carcinoma are likely to be ade
quately treated with local excision alone. Patients with T1 disease wi
th unfavorable characteristics as well as T2 patients will benefit fro
m postoperative chemoradiation. The use of local therapy in T3 patient
s needs to be carefully considered because these patients are at relat
ively high risk for local recurrence despite adjuvant therapy. Preoper
ative radiation followed by either local excision or radical circumfer
ential sphincter-sparing resections appears promising in allowing sphi
ncter preservation in patients with locally advanced tumors. (C) 1997
American Cancer Society.