OBJECTIVE: To evaluate clozapine in a field trial for hosPitalized pat
ients with treatment-resistant schizophrenia. METHOD: The setting cons
isted of a large, state-operated, public psychiatric system. The proto
col called for the treating psychiatrist to provide symptom- and adver
se-effect ratings at four times following the start of drug therapy- T
he outcome criteria included the Sandoz study outcome measure of sympt
om improvement as well as discharge status for One Year of follow-up.
To assess the validity of the ratings, several measures of internal co
nsistency were determined. Clozapine therapy was started in 227 patien
ts, and symptom data are available for 202. RESULTS: Overall, 33 perce
nt (n = 66) of the Patients were improved at the end of one year of tr
eatment; 12 percent (n = 24) maintained symptom improvement at all thr
ee evaluation times. Modest, statistically significant improvement aft
er 12 weeks compared with baseline Brief Psychiatric Rating Scale (BPR
S) total scores was observed for the patients continuing medication (n
= 152); the emergence of a previously unimProved group (n = 26) expla
ins this modest improvement. However, in the analysis of all patients
(n = 202), (including dropouts), there was no significant symptom impr
ovement after 12 weeks. Lower baseline BPRS scores predicted significa
nt symptom improvement after 12 weeks of treatment. Among those medica
ted for one Year, the pattern of symptom improvement showed that the p
robability of late improvement was 0.26 for those previously unimprove
d, and the probability of a 12-week responder losing improvement was 0
.23, resulting in a net group gain of 3 cases in 100. By the end of on
e year, 8 percent (n = 17) of the cohort was discharged, and 3 percent
(n = 7) was transferred to another facility while continuing to recei
ve clozapine. Of the 227 original patients started on clozapine therap
y, medication was discontinued for adverse effects in 11 percent (n =
25): white blood cell count (WBC) decrease (but no agranulocytosis) in
5 percent (n = 12), seizures in 1 percent (n = 3), one patient with s
eizures and decreased WBC count, and other events (e.g., cardiovascula
r changes, fever, or possible neuroleptic malignant syndrome) in 4 per
cent (n = 9). Patient refusal was reported for 6 percent (n = 13) of t
hose starting treatment. CONCLUSIONS: Although only 19 percent of the
patients exhibited improvement at 6 weeks, the response rate at 12 wee
ks (29 percent) for this naturalistic study cohort was similar to that
in the major, double-blind, six-week, controlled, clinical trial of c
lozapine. The impersistence of response as symptoms were followed for
up to one year is a finding that deserves rigorous evaluation.