Aj. Olenick et Jk. Parkinson, GROUP SELECTIVITY OF ETHOXYLATION OF HYDROXY-ACIDS, Journal of the Society of Cosmetic Chemists, 44(6), 1993, pp. 319-328
A study of the ethoxylation of two hydroxy acids was undertaken to det
ermine if there was any group selectivity of ethoxylation. The hydroxy
acids chosen for study were 12-hydroxystearic and lactic acid. Standa
rd ethoxylation reactions were carried out using one mole of ethylene
oxide to one mole of each hydroxy acid. Unlike typical fatty acids or
alcohols, 12-hydroxystearic acid and lactic acid both ethoxylate witho
ut a catalyst. This could be explained by the presence of both a hydro
xyl and carboxyl in the reaction solution or the presence of both grou
ps in the same molecule. We suggest that this may be due to some type
of complex forming between the oxide and the carboxyl and hydroxyl gro
ups, since blends of stearic acid and stearyl alcohol fail to ethoxyla
te without a catalyst. Despite the fact that carboxyl groups of the hy
droxy acids studied ethoxylate almost exclusively under base catalyst,
and predominately with no catalyst, the reaction rate does not show a
n induction period, which would be expected for carboxyl group ethoxyl
ation. The ethoxylation rates approximate those of primary alcohols un
der base catalyst. Ethoxylation of both hydroxyl groups and carboxyl g
roups has been practiced for many years in the preparation of many sur
face-active agents. Fatty acid ethoxylates and fatty alcohol ethoxylat
es are members of a wide range of ethoxylates that are excellent surfa
ctants. Surfactants are surface-active agents that function as deterge
nts, wetting agents, and emulsifiers. They are used as solubilizers, c
oupling agents, fiber lubricants, antistats, leveling agents, and dyei
ng assists (1). In addition, these materials are used in numerous pers
onal care applications and are key raw materials in the preparation of
other surfactants like fatty alcohol ether sulfates. Ethylene oxide r
eacts in an extremely exothermic manner with compounds having a labile
hydrogen. Fatty acids and fatty alcohols are two of many such compoun
ds containing a labile hydrogen. Alkaline and acidic catalysts make th
e reaction possible and accelerate it.