Physiological changes in pulmonary function (PF) as a result of radiat
ion therapy (RT) or radiation therapy plus chemotherapy (RT + CT) for
unresectable lung cancer were evaluated in an ongoing prospective stud
y and an attempt was also made to define a guideline which can be used
to minimize adverse effect of RT on pulmonary function before RT is g
iven. The study design consisted of. (a) standard overall pulmonary fu
nction test (PFT); (b) regional PFT, i.e. a quantitative analysis of r
egional distribution of ventilation, perfusion and volume using N-13 a
nd a positron camera before RT; and (c) follow-up studies of standard
PFT every 6 months for 3 years after RT or RT + CT. Predicted post-RT
PF prior to RT was calculated by a formula: predicted FEV1 after RT =
FEV1 before RT X (1 - an average of the percent of ventilation and per
fusion contributed by lung tissue within the RT treatment volume). A t
otal of 267 patients with unresectable, but still potentially curable
lung cancer by RT were entered into this study, and 135 patients who w
ere free of recurrence underwent repeat studies. Loss of PF as a resul
t of RT is closely related to the degree of PF reserve prior to RT. Pa
tients with FEV1 > 50% of the predicted showed a statistically signifi
cant decrease in FEV1, FVC, MBC, peak expiratory flow rate and DLCO, i
.e. a 22% loss of the initial value. Airway resistance was increased b
y 31%. Two-thirds of this group of patients showed a decrease in PF as
predicted by the above formula. For patients with limited PF reserve
defined by FEV1 < 50% of the predicted, the pattern of PF loss after R
T was quite different. An improvement in PF although it was less-than-
or-equal-to 10%, contrary to the prediction, was noted in 50% of patie
nts, and another 37% of patients showed a small decrease in PF (less-t
han-or-equal-to 10% of the initial value). Only 13% of patients showed
a loss of pulmonary function as predicted by regional PF data. Patien
ts with a significant shift (> 10%) of ventilation and/or perfusion to
the uninvolved side of the lung by centrally located primary tumor or
involved lymph nodes showed an increase in PF in 60% of patients afte
r RT, and another 20% of patients showed a minor decrease in PF (< 10%
of the initial value). Only 20% of these patients showed a decrease i
n pulmonary function as predicted by regional PF data. Guidelines for
minimizing adverse effect of RT on PF, which are based on the initial
PF reserve and regional PF data, are presented.