Breast cancer is the second highest cause of cancer mortality (19%) es
timated for U.S. women in 1993 and accounts for the highest proportion
of new cancer cases (32%) in this population. The rate of documented
cases increased during the early 1970s and again in 1980-87, probably
due to early mammographic detection. Increased knowledge of personal r
isk may also have been a consideration; however, 60% of women diagnose
d with breast cancer have no known risk factor(s), such as family hist
ory, early age at menarche, late age at menopause, nulliparity, late a
ge at first live birth, socioeconomic status, contraceptive use, postm
enopausal estrogen replacement, or high fat intake. To prevent cancer,
one strategy undertaken by the NCI is cancer chemoprevention, or inte
rvention with chemical agents at the precancer stage to halt or slow t
he carcinogenic process. An objective of the NCI, DCPC is to develop p
romising cancer chemopreventive chemical agents as drugs for human use
. Briefly, the process begins with identification of potential agents
(e.g., pharmaceuticals, natural products, minor dietary constituents)
from surveillance and analysis of the literature and from in vitro pre
screen assays. Data on both efficacy (i.e., biological activities that
either directly or indirectly indicate inhibition of carcinogenesis)
and toxicity are gathered these sources. Various criteria are used to
select and prioritize agents for entry into the NCI, DCPC preclinical
testing program. The program begins with battery of in vitro efficacy
screens using both animal and human cells to select agents for further
testing; agents positive in these assays are considered for further t
esting. In the assay used for breast cancer chemoprevention, 7,12-dime
thylbenz(a)anthracene (DMBA)-induced mouse mammary organ culture, 64 c
hemicals have inhibited formation of hyperplastic alveolar-like nodule
s. A panel of organ-specific animal screening assays are then used to
assess efficacy in vivo. Two assays relevant for breast cancer chemopr
evention are inhibition of N-methyl-N-nitrosourea- and DMBA-induced ra
t mammary gland carcinogenesis. Of 89 agents tested, 29 have inhibited
cancer incidence, multiplicity, or both in at least one of the mammar
y assays; 21 agents are currently on test. Highly promising agents are
then placed in traditional preclinical toxicity tests performed in tw
o species. Finally, the most promising and least toxic agents enter cl
inical trials. Phase I clinical trials are designed to investigate hum
an dose-related safety and pharmacokinetics of the drug. Phase II tria
ls are small scale, placebo-controlled studies designed to determine c
hemopreventive efficacy and optimal dosing regimens. Three Phase II tr
ials are in progress or in the planning stage investigating tamoxifen
citrate or N-(4-hydroxyphenyl)retinamide (4-HPR) as single agents; als
o, both Phase I and Phase II trials evaluating the combination of 4-HP
R and tamoxifen are in the planning stage. Phase III trials involve a
large target population, with cancer incidence reduction as the endpoi
nt. Tamoxifen citrate is being tested as a breast cancer chemopreventi
ve in high-risk women in a Phase III trial funded by NCI and under the
direction of the National Surgical Adjuvant Breast and Bowel Project.
Prevention by 4-HPR of a second primary in the contralateral breast o
f women surgically treated for Stage I/II breast cancer is being evalu
ated in a Phase III trial in Italy. Finally, the efficacy of beta-caro
tene or vitamin E in decreasing the incidence of breast, lung, and col
on cancer is being determined in a Phase III trial involving nurses 45
years of age or older. Essential to the completion of Phase II clinic
al trials is the use of populations with defined, measurable biologica
l alterations in tissue occurring prior to malignancy (i.e., intermedi
ate biomarkers) which can serve as surrogate trial endpoints, instead
of the more time-consuming and costly endpoint of cancer incidence. In
termediate biomarkers may be of several types, including histological/
premalignant lesions, or those based on genetic, biochemical, prolifer
ative, or differentiation-related properties. The only well-establishe
d premalignant lesions in the human breast are ductal and lobular carc
inoma in situ (CIS). In 1993, an estimated 25,000 new cases of CIS wil
l be diagnosed. These lesions are at high risk of progression to invas
ive cancer and may be amenable to modulation by a chemopreventive agen
t. In addition, other types of biomarkers could be identified within t
he lesions. The goal of this workshop is to identify and discuss the b
est chemopreventive agents and intermediate biomarkers for use as surr
ogate endpoints in short-term Phase II breast cancer chemoprevention t
rials, as well as to design protocols for such trials. (C) 1993 Wiley-
Liss, Inc.