Among the tissue, cellular, and molecular changes which take place dur
ing the development of squamous cell carcinoma (SCC) of the upper aero
digestive tract, only a Limited number can be used as surrogate endpoi
nt biomarkers (SEBs) in cancer chemoprevention trials. Molecular SEBs
will be genes or gene products which can be measured accurately and re
liably, are altered in intraepithelial neoplasia (dysplasia), correlat
e strongly with the true outcome (invasive cancer), and are modulated
by a chemoprevention agent(s). To identify and modulate molecular SEBs
in intraepithelial neoplasia of the upper aerodigestive tract, we stu
died expression of the epidermal growth factor receptor (EGFR), transf
orming growth factor-alpha (TGF-alpha), and HER-2/neu genes in oral le
ukoplakia before, during and after treatment with 13-cis-retinoic acid
, a vitamin A derivative. pour of nine patients treated for 3 months w
ith 1 mg/kg/day of 13-cis-retinoic acid had complete resolution of the
ir leukoplakia. Biopsies were taken of leukoplakia and adjacent normal
-appearing mucosa before, during and after treatment. Immunohistochemi
stry was performed using the BioGenex Super Sensitive Biotin-Streptavi
din horseradish peroxidase detection system. Pretreatment expression o
f EGFR, TCF-alpha and HER-2/neu in leukoplakia was increased when comp
ared to normal-appearing mucosa. TGF-alpha expression decreased during
treatment in leukoplakia, but not in normal-appearing mucosa, suggest
ing that TGF-alpha may serve as an intermediate endpoint in cancer che
moprevention trials. (C) 1994 Wiley-Liss, Inc.