Background. Patients with Stage III non-small cell lung cancer (NSCLC)
whose cases are staged or treated surgically have different prognoses
, depending on the substage (IIIa, IIIb). It is not known whether the
prognostic differences apply to clinically staged nonsurgical cases. T
he authors wanted to determine whether radiologic Stage III substages,
determined by computerized axial tomography (CT) scans, are prognosti
cally important in these patients with NSCLC. In addition, they wanted
to determine whether the observed superior survival of selected patie
nts with Stage III NSCLC receiving chemotherapy in addition to radiati
on therapy (chemo-RT) (Cancer and Leukemia Group B protocol 8433: N En
gl J Med 1990; 323:940-5) was influenced by an imbalance in the radiol
ogic Stage III substage. Methods. Review of pretreatment chest radiogr
aphs and CT scans with determination of TNM status and stage was done
by the consensus of three readers, who were unaware of which treatment
each patient had received (radiation therapy alone [RT] or chemo-RT).
Results. Patient characteristics in the two treatment arms were simil
ar. Fifty-five percent of patients receiving RT had Stage IIIa and 33%
Stage IIIb disease; in the chemo-RT treatment arm, 73% had Stage IIIa
and 25% Stage IIIb disease (P = 0.11). Seven patients (12%) who recei
ved RT and one in the chemo-RT treatment arm (2%) had Stage I-II disea
se on CT scan. Patients with Stage IIIa disease had superior survival
to those with Stage IIIb disease (median, 16.5 versus 10.5 months, res
pectively; P = 0.0045). Within each substage, survival was superior in
the chemo-RT (versus RT) treatment arm (Stage IIIa, 17.2 versus 10.7
months, respectively; P 0.16; Stage IIIb, 12.0 versus 6.9 months, resp
ectively; P 0.089). Conclusions. The survival advantage for selected p
atients with Stage III NSCLC treated with chemo-RT in this study did n
ot result from a more favorable pretreatment radiologic Stage III subs
tage. An advantage for induction chemotherapy was seen in patients wit
h Stage IIIa and IIIb disease. Future studies in this population shoul
d prospectively assess and consider stratification for Stage III subst
age.