This study reviews the presentation, diagnosis, and outcomes of upper
lumbar disc herniations (L1-2, L2-3, L3-4). One hundred forty-one pati
ents operated upon at three centers between 1980 and 1990 were analyze
d (102 men, 39 women; 3 LI-2, 21 L2-3, 117 L3-4; average age 51.6 year
s; 10.4% of all lumbar discectomies performed). Preoperative signs and
symptoms were highly variable. Sensory, motor, and reflex testing was
variable and potentially misleading in suggesting a level of herniati
on. In analyzing radiographic studies (noncontrast CT, myelography, MR
I) individually and using other radiographic studies and operative fin
dings as a standard for comparison, a high false-negative rate was fou
nd for all studies when considered individually, especially at the hig
her L2-3 level. Intraoperative radiographs were employed with increasi
ng frequency as the level of herniation ascended. Six operative compli
cations (4.3%) were identified, all of which were treated and were res
olving at the time of discharge. Follow-up obtained at an average of 2
.2 years in 87% of patients by chart review showed no reoperations or
late complications. Noncompensation patients had a significantly highe
r percentage of good/excellent results (86%) than those with compensat
ion or legal claims pending (45% good/excellent results). Based upon t
hese data, we recommend myelogram with postmyelogram CT and/or MRI in
the workup of these patients and intraoperative radiographs in all cas
es when decompressing an upper lumbar disc herniation. Patients with c
ompensation/legal claims should be approached cautiously, because thei
r subjective results are significantly worse than those of noncompensa
tion patients. Finally, consider the differential possibilities of ret
roperitoneal tumor or hemorrhage, abdominal aortic aneurysm, diabetic
femoral neuropathy, or lumbar plexopathy in the workup of patients wit
h signs and symptoms similar to those reported here.