Rj. Burby et Rg. Paterson, IMPROVING COMPLIANCE WITH STATE ENVIRONMENTAL-REGULATIONS, Journal of policy analysis and management, 12(4), 1993, pp. 753-772
This article reports on empirical tests of two theories for improving
compliance with state environmental regulations. One theory argues for
centralization of enforcement responsibilities with state agencies, w
hile the other focuses on enforcement strategies, arguing for an appro
ach that emphasizes capacity building and the social and moral bases o
f compliance in addition to deterrence and the threatened application
of sanctions. Using evidence from North Carolina, we show that central
ization does not necessarily enhance compliance, but cooperative enfor
cement strategies can improve the effectiveness of regulations that se
ek to attain performance standards. Compliance with simpler specificat
ion standards, however, can be attained just as well with easier to ad
minister deterrent enforcement strategies based on frequent inspection
s and adequate sanctions.