On the initial stages of AlN thin-film growth onto, 0001 oriented Al2O3 substrates by molecular beam epitaxy

Conventional and high-resolution transmission electron microscopy are used to characterize the initial stages of AlN thin-film growth. AlN films are d eposited by molecular beam epitaxy onto annealed (0001) oriented alpha-Al2O 3 (sapphire) substrates. During the initial stages of film growth (film thi ckness similar to 25 nm) AlN forms islands of varying alignment with the Al 2O3 substrate. Some of the AlN islands are well aligned with the [11 (2) ov er bar 0]Aln parallel to[10 (1) over bar 0] Al2O3 and (0001) AlN parallel t o(0001)Al2O3, which matches closed- packed planes and directions. Other isl ands exhibit either an alignment of one set of planes, i.e., grains are ali gned with the (11 (0) over bar 1)AlN parallel to(11 (2) over bar 0) Al2O3, or are misaligned with respect to the Al2O3 substrate. As the AlN film grow s in thickness (film thickness similar to 100 nm), the film becomes continu ous, and the closed- packed planes and directions of the film and substrate are aligned for the majority of the film. Islands of AlN with an alignment other than this predominant orientation disturb the growth near the AlN/Al 2O3 interface and create displacements along the [0001] AlN direction in ov erlying AlN grains. These misaligned AlN grains provide one source for the formation of planar defects in the epitaxial AlN films. The evolution of th e AlN film microstructure and the reasons for the observed orientation rela tionships are discussed. (C) 1999 American Institute of Physics. [S0021-897 9(99)00701-X].