We have investigated the initial stage of Na adsorption on the Si(001)
surface using scanning tunneling microscopy (STM) and high-resolution
election energy loss spectroscopy (HREELS). The STM images obtained a
t the early stage of adsorption show that Na adsorption initially indu
ces buckling of Si dimers to produce the local c(4 x 2) structure. A p
rominent loss peak observed in the HREELS spectra shows the metallic n
ature of the surface and is interpreted as a surface plasmon excitatio
n of the Na 3s electrons partially occupying the low-lying substrate e
mpty band. Further increase of Na coverage does not expand the c(4 x 2
) structure, but forms a new ordered structure (4 x 1) when the surfac
e plasmon peak disappears completely. We propose a structural model fo
r the (4 x 1) surface.