Recent advances in the understanding and control of threading dislocations
in substantially relaxed SiGe buffer layers on Si are presented. A model fo
r threading dislocation now in relaxed graded SiGe buffers is used to deter
mine the potential lower limit of threading dislocation density in relaxed
SiGe buffers. Greater densities than expected from the model are seen in re
laxed graded alloys with final concentrations greater than 50%. We show tha
t the culprits of the higher threading dislocation density are threading di
slocation pile-ups. Observation of early development of pile-ups confirms t
hat inhomogeneous misfit dislocation densities in the graded buffer form re
gions of more severe crosshatch on the surface that impede dislocation now
By using chemomechanical planarization (CMP), deleterious pile-up formation
can be avoided, and previously formed pile-ups can be destroyed by regrowt
h of a graded layer. Experiments with CMP and regrowth of graded layers sug
gest that dislocation annihilation can be effective at reducing threading d
islocation densities to densities of the order expected by the model. High
quality Ge on Si layers created with the CMP process were used as templates
to grow high quality GaAs on Si with strong room temperature photoluminesc
ence and record minority carrier lifetime.