Many scientific discussions, especially in the past 8 yr, have focused on d
efinition of criteria for the optimal assessment of the preclinical toxicit
y of pharmaceuticals. With the current overlap of responsibility among cent
ers within the Food and Drug Administration (FDA), uniformity of testing st
andards, when appropriate, would be desirable. These discussions have exten
ded beyond the boundaries of the FDA and have culminated in the acceptance
of formalized, internationally recognized guidances. The work of the intern
ational Committee on Harmonisation (ICH) and the initiatives developed by t
he FDA are important because they (a) represent a consensus scientific opin
ion, (b) promote consistency, (c) improve the quality of the studies perfor
med, (d) assist the public sector in determining what may be generally acce
ptable to prepare product development plans, and (e) provide guidance for t
he sponsors in the design of preclinical toxicity studies. Disadvantages as
sociated with such initiatives include (a) the establishment of a historica
l database that is difficult to relinquish, (b) the promotion of a check-th
e-box approach, i.e., a tendancy to perform only the minimum evaluation req
uired by the guidelines, (c) the creation of a disincentive for industry to
develop and validate new models, and (d) the creation of state-of-the-art
guidances that may not allow for appropriate evaluation of novel therapies.
The introduction of biotechnology-derived pharmaceuticals for clinical use
has often required the application of unique approaches to assessing their
safety in preclinical studies. There is much diversity among these product
s, which include the gene and cellular therapies, monoclonal antibodies, hu
man-derived recombinant regulatory proteins, blood products, and vaccines.
For many of the biological therapies, there will be unique product issues t
hat may require specific modifications to protocol design and may raise add
itional safety concerns (e.g., immunogenicity). Guidances concerning the de
sign of preclinical studies for such therapies are generally based on the c
linical indication. Risk versus benefit decisions are made with an understa
nding of the nature of the patient population, the severity of disease, and
the availability of alternative therapies. Key components of protocol desi
gn for preclinical studies addressing the risks of these agents include (a)
a safe starting dose in humans, (b) identification of potential target org
ans, (c) identification of clinical parameters that should be monitored in
humans, and (d) identification of at-risk populations. One of the distinct
aspects of the safety evaluation of biotechnology-derived pharmaceuticals i
s the use of relevant and often nontraditional species and the use of anima
l models of disease in preclinical safety evaluation. Extensive contributio
ns were made by the Center for Biologics Evaluation and Research to the ICH
document on the safety of biotherapeutics, which is intended to provide wo
rldwide guidance for a framework approach to the design and review of precl
inical programs. Rational, scientifically sound study design and early iden
tification of the potential safety concerns that may be anticipated in the
clinical trial can result in preclinical data that facilitate use of these
novel therapies for use in humans without duplication of effort or the unne
cessary use of animals.