We investigate the electronic structure of aluminum nitride (0001)-1 X 1 su
rfaces via direct and inverse photoemission spectroscopy. Bulk and surface
sensitive measurements on clean surfaces and surfaces exposed to oxygen or
cesium demonstrate the existence of filled and empty surface states which e
xtend more than 1 eV beyond the valence- and conduction-band edges. The fil
led states are tentatively associated with Al dangling or back bonds. The m
easurement of the top of the valence band upon removal of the filled states
leads to a determination of an electron affinity equal to 1.9 +/- 0.2 eV.
The empty surface states are presumed to pray a role in the pinning of the
Fermi level in the upper part of the gap and are consistent with the antici
pated metallicity of the surface. (C) 1999 American Institute of Physics. [
S0003-6951(99)01104-3].