During rapid-eye-movement (REM) sleep the ventilatory response to airw
ay occlusion is reduced. Possible mechanisms are reduced chemosensitiv
ity, mechanical impairment of the chest wall secondary to the atonia o
f REM sleep, or phasic REM events that interrupt or fraction ate ongoi
ng diaphragm electromyogram (EMG) activity. To differentiate between t
hese possibilities, we studied three chronically instrumented dogs bef
ore, during, and after 15-20 s of airway occlusion during non-REM (NRE
M) and phasic REM sleep. We found that 1) for a given inspiratory time
the integrated diaphragm EMG (integral Di) was similar or reduced in
REM sleep relative to NREM sleep; 2) for a given integral Di in respon
se to airway occlusion and the hyperpnea following occlusion, the mech
anical output (flow or pressure) was similar or reduced during REM sle
ep relative to NREM sleep; 3) for comparable durations of airway occlu
sion the integral Di and integrated inspiratory tracheal pressure tend
ed to be smaller and more variable in REM than in NREM sleep, and 4) s
ignificant fractionations (caused visible changes in tracheal pressure
) of the diaphragm EMG during airway occlusion in REM sleep occurred i
n similar to 40% of breathing efforts. Thus reduced and/or erratic mec
hanical output during and after airway occlusion in REM sleep in terms
of flow rate, tidal volume, and/or pressure generation is attributabl
e largely to reduced neural activity of the diaphragm, which in turn i
s Likely attributable to REM effects, causing reduced chemosensitivity
at the level of the peripheral chemoreceptors or, more likely, at the
central integrator. Chest wall distortion secondary to the atonia of
REM sleep may contribute to the reduced mechanical output following ai
rway occlusion when ventilatory drive is highest.