Differential mortality exists in the United States both between racial
/ethnic groups and along gradients of socioeconomic status. The specif
ication of statistical models for processes underlying these observed
disparities has been hindered by the fact that social and economic qua
ntities are distributed in a highly nonrandom manner throughout the po
pulation. We sought to provide a substantive foundation for model deve
lopment by representing the shape of the income-mortality relation by
racial/ethnic group. We used data on black and white men and women fro
m the longitudinal component of the National Health Interview Survey (
NHIS), 1986-1990, which provided 1,191,824 person-years of follow-up a
nd 12,165 mortal events. To account for family size when considering i
ncome, we used the ratio of annual family income to the federal povert
y line for a family of similar composition. To avoid unnecessary categ
orizations and prior assumptions about model form, we employed kernel
smoothing techniques and calculated the continuous mortality surface a
cross dimensions of adjusted income and age for each of the gender and
racial/ethnic groups. Representing regions of equal mortality density
with contour plots, we observed interactions that need to be accommod
ated by any subsequent statistical models. We propose two general theo
ries that provide a foundation for more elaborate and testable hypothe
ses in the future.