A. Busby et H. Dolk, LOCAL RESEARCH ETHICS COMMITTEES APPROVAL IN A NATIONAL-POPULATION STUDY, Journal of the Royal College of Physicians of London, 32(2), 1998, pp. 142-145
Background: Epidemiological research using patient records faces consi
derable uncertainty regarding requirements for local ethical review, c
onfidentiality of data and patient permission. Setting and design: We
report the experiences of the national study of clustering and geograp
hical variation in anophthalmos and microphthalmos, which, from 1994,
has been compiling a register of affected children born in England sin
ce 1988. The information is obtained from clinicians and local health
authority records without any direct contact with patients or their fa
milies. Results: Of 110 district health authorities, 47 required ethic
al approval. Only one committee accepted the approval of any other com
mittee. Procedures and application forms varied widely. Fewer than one
-fifth of the forms completed asked about compliance with the Data Pro
tection Act, yet confidentiality safeguards must be the foremost ethic
al issue faced by the study. Two committees required that the study in
form GPs and two committees required that the study obtain parental pe
rmission. Discussion: While new mechanisms including regional committe
es are being established, there is an urgent need for a standard appli
cation form to save time and resources for research. Continuing lack o
f consistency about the need for subject (parental) permission impedes
the proper design and costing of research.