The theory of the preroughening transition of an unreconstructed surfa
ce, and the ensuing disordered hat (DOF) phase, is formulated in terms
of steps. Finite terraces play a crucial role in the formulation. We
start by mapping the statistical mechanics of interacting (up and down
) steps onto the quantum mechanics of two species of one-dimensional h
ard-core bosons. The finite terraces are generated by a number-non-con
serving term in the boson Hamiltonian, which forbids a mapping in term
s of fermions.. Once the boson problem is solved, we find the DOF phas
e is stabilized by short-range repulsions of like steps. On-site repul
sion of up-down steps is essential in producing a DOF phase, whereas a
n off-site attraction between them is favorable but not required. Step
-step correlations and terrace width distributions can be directly cal
culated with this method. (C) 1998 Elsevier Science B.V. All rights re
served.