Mk. Chin et St. Ho, DESIGN AND MODELING OF WAVE-GUIDE-COUPLED SINGLE-MODE MICRORING RESONATORS, Journal of lightwave technology, 16(8), 1998, pp. 1433-1446
We discuss a first-order design tool for waveguide-coupled microring r
esonators based on an approximate solution of the wave propagation in
a microring waveguide with micron-size radius of curvature and a large
lateral index contrast. The model makes use of the conformal transfor
mation method and a linear approximation of the refractive index profi
le, and takes into account the effect of waveguide thickness, dispersi
on, and diffraction, Based on this model, we develop general design ru
les for the major physical characteristics of a waveguide-coupled micr
oring resonator, including the resonance wavelength, the free spectral
range, the coupling ratio, the bending radiation loss and the substra
te leakage loss, In addition, the physical model provides leads to alt
ernative coupling designs. We present two examples, one using a phase-
matching parallel waveguide with a smaller width than the ring wavegui
de, and the other using a vertical coupling structure. Both these desi
gns significantly increase the coupling length and reduce or eliminate
the dependence on a narrow air gap in a waveguide-coupled microring r
esonator.