The anode hole injection model is based on a surface plasmon model in
which the positive charge is generated by hole injection from the anod
e, where it is generated via a surface plasmon mechanism resulting fin
ally in oxide breakdown. Attempts to detect the surface plasmons can r
ely only on indirect observations, such as electron-energy loss, the r
adiative decay of the surface plasmons, or d(2)I/dV(2) measurements. T
hese measurements show that the emission of surface plasmons is both a
strong energy-loss mechanism and an electron-hole pair generation mec
hanism, particularly in poly-Si/SiO2 or poly-Si/vacuum interfaces. Cal
culation of the surface plasmon excitation threshold energy is shown t
o decrease with increasing temperature and is also confirmed by experi
ments. Thus, the positive charge density increases and the charge to b
reakdown decreases with increasing temperature. We have also measured
and observed the surface plasmon excitation threshold energy at the po
ly-Si/SiO2 interface from the electron energy loss spectrum for the fi
rst time. The surface plasmon mechanism explains the oxide thickness a
nd gate thickness dependence of the positive charge density and temper
ature dependence of the charge to breakdown. The calculated electron t
hreshold energy to generate a positive oxide charge by the surface pla
smon mechanism is EC-Si+ 2.24 eV. Also, the origin of substrate hole c
urrent can be explained by this proposed mechanism. Therefore, the ano
de hole injection model based upon surface plasmons is a reasonable th
in oxide breakdown model that explains measured observations. (C) 1998
American Institute of Physics.