First-principles molecular orbital methods and gradient-corrected dens
ity functional calculations on silicon clusters are used to study poss
ible pathways for the initial oxidation of Si (100)-2X1. In these reac
tions, the adsorbed hydroxyl oxygen inserts into the dimer Si-Si bond
to form a suboxide (=Si-O-Si=) surface structure. The reaction typical
ly follows a two-step pathway involving an intermediate energy minimum
. In the case of an ideal surface with full water coverage, the reacti
on is exothermic by 1.3 eV and the overall reaction barrier is estimat
ed at 2.4 eV. However, an alternative pathway involving a dangling bon
d site lowers the activation barrier to 2.1 eV. The implications for t
he oxidation reaction rates are discussed as well as possible alternat
ive pathways. (C) 1998 American Institute of Physics.