M. Cuma et al., COMPETITION BETWEEN ROTAMERIZATION AND PROTON-TRANSFER IN O-HYDROXYBENZALDEHYDE, Journal of the American Chemical Society, 120(40), 1998, pp. 10497-10503
The proton transfer from one oxygen atom to the other within the intra
molecular H-bond in a molecule like o-hydroxybenzaldehyde (oHBA) would
be precluded by a prior rotational isomerism that breaks this H-bond.
The likelihood of such rotamerization in the ground and several excit
ed electronic states is investigated by ab initio calculations at the
CIS and MP2 levels with a 6-31+G* basis set. In the ground state, the
energetics of proton transfer and rotamerization are competitive with
one another; both processes are endothermic and must surmount an ener
gy barrier. Excitation to the singlet or triplet pi pi states present
s a situation where tautomerization to the keto is exothermic, with a
small barrier. In contrast. rotamerization is endothermic with high in
tervening barriers, so excited-state proton transfer is favored. The o
pposite situation is encountered in the n pi states, where rotations
of the hydroxyl and carbonyl groups are facile and lead energetically
downhill, in contrast to the high barriers opposing endothermic tautom
erization. The computations provide insights into the fundamental caus
es for the discrepancies between the behaviors of the pi pi and n pi*
states.