New SEC proposals for the regulation of securities offerings

Authors
Jones, DW Baez, Y
Citation
Dw. Jones et Y. Baez, New SEC proposals for the regulation of securities offerings, SECUR R LAW, 27(1), 1999, pp. 25-47
Categorie Soggetti
Law
Journal title
SECURITIES REGULATION LAW JOURNAL
ISSN journal
00979554 → ACNP
Volume
27
Issue
1
Year of publication
1999
Pages
25 - 47
Database
ISI
SICI code
0097-9554(199921)27:1<25:NSPFTR>2.0.ZU;2-G
Abstract
This article examines the proposals for reform released for comment by the Securities and Exchange Commission in November 1998. The proposals cover fi ve major areas: (1) registration system reform, (2) communications around t he time of an offering, (3) prospectus delivery requirements, (4) integrati on of private and public offerings, and (5) periodic reporting under the Se curities Exchange Act of 1934.