The formation of the Ge/GaAs(001) interface has been investigated following
the transformation of an As-dimer terminated GaAs(001)(2 X 4) surface into
a Ge-Ga-dimer terminated (1 X 2) reconstruction and the subsequent deposit
ion up to 10 ML of Ge. The modification of the surface atomic geometry and
the related electronic structure has been monitored by reflectance anisotro
py spectroscopy (RAS) and low-energy electron diffraction. Experimental res
ults are compared to density-functional-theory-local-density-approximation
and tight-binding calculations of the surface structure and optical respons
e, respectively. The comparison between calculated and measured RAS spectra
allows us to show that the (2 X 4) structure transforms into a well-ordere
d (1 X 2) passing through a disordered (2 X 4) phase while a previously pro
posed intermediate (2 X 1) structure is ruled out. At higher Ge coverages,
surface and Ge/GaAs-interface contributions to the optical spectra are sepa
rated by surface modification through exposure to atmosphere. A interface c
ontribution is identified between 1.5 eV and 2.5 eV, almost identical in li
ne shape and amplitude to the RAS features on the Ge-Ga-dimer terminated Ga
As surface. This finding demonstrates that the backbonds of the Ge-Ga-dimer
s, present at the Ge-Ga-dimer terminated surface as well as at the Ge/GaAs
interface, determine the optical anisotropy, whereas the Ge-Ga-dimer bond i
tself does not contribute significantly. [S0163-1829(99)12315-4].