A specific interaction between the alpha subunit of RNA polymerase and an A
+T-rich upstream sequence (UP element) stimulates transcription at some pro
moters in Escherichia coli, We found that RNA polymerase formed a heparin-r
esistant nonproductive initiation complex at the malT promoter which has an
df upstream sequence that begins 9 bp upstream of the -35 region. Substitu
tion of other sequences for the A+T-rich sequence eliminated both the forma
tion of heparin resistant complexes and alpha binding to the malT promoter.
A 5-bp deletion between the A+T-rich sequence and the -35 region increased
promoter activity. The UP element derived from the rrnB P1 promoter stimul
ated transcription of the malT core promoter when placed 4 bp upstream from
the malT -35 region, but insertion of an additional I bp between the rrnB
P1 UP element and the -35 element eliminated transcription activity without
eliminating heparin-resistant complex formation, Similar UP element effect
s were observed in hybrids with the lac core promoter, even though the regi
on around the transcription start site was melted in both productive and no
nproductive complexes. We conclude that UP elements can mediate the formati
on of both productive and nonproductive open complexes, depending on their
location with respect to the core promoter.