This study evaluates the validity of the transfer function analysis of spon
taneous fluctuations of arterial blood pressure (ABP) and blood flow veloci
ty of the middle cerebral artery (MCAFV) as a simple, convenient method to
assess human cerebral autoregulation in patients with carotid stenosis. Eig
hty-three consecutive patients with various degrees of carotid stenosis and
37 healthy controls were enrolled. The carotid stenosis was graded based o
n the diagnostic criteria of duplex ultrasound. Instantaneous bilateral MCA
FV and ABP of all participants were assessed noninvasively using transcrani
al Doppler sonography and the servocontrolled infrared finger plethysmograp
hy, respectively. Spectral analyses of ABP and MCAFV were performed by fast
Fourier transform. The fluctuations in ABP as well as in MCAFV were diffra
cted into three components at specific frequency ranges designated as high-
frequency (HF; 0.15 to 0.4 Hz), low-frequency (LF; 0.04 to 0.15 Hz), and ve
ry low-frequency (VLF; 0.016 to 0.04 Hz). Cross-spectral analysis was appli
ed to quantify the coherence, transfer phase, and magnitude in individual H
F, LF, and VLF components, Transcranial Doppler CO, vasomotor reactivity wa
s measured with 5% CO2 inhalation. The LF phase angle (r = -0.53, P < 0.001
); magnitude of VLF (r = -0.29, P = 0.002), LF (r = -0.35, P < 0.001), and
HF (r = -0.47 P < 0.001); and CO2 vasomotor reactivity (r = -0.66, P < 0.00
1) were negatively correlated with the severity of stenosis. Patients with
unilateral high-grade (greater than 90% stenosis) carotid stenosis demonstr
ated significant reduction in LF phase angle (P < 0.001) and HF magnitude (
P = 0.018) on the ipsilateral side of the affected vessel compared with the
ir contralateral side. The study also revealed a high sensitivity, specific
ity, and accuracy using LF phase angle and HF magnitude to detect a high-gr
ade carotid stenosis. A strong correlation existed between the LF phase ang
le and the CO2 vasomotor reactivity test (r = 0.62, P < 0.001), and the cor
relation between the HF magnitude and the CO2 vasomotor reactivity (r = 0.4
4, P < 0.001) was statistically significant as well. We conclude that trans
fer function analysis of spontaneous fluctuations of MCAFV and ABP could be
used to identify hemodynamically significant high-grade carotid stenosis w
ith impaired cerebral autoregulation or vasomotor reserve.