Nanocomposite films consisting of metal nanoparticles embedded in a dielect
ric matrix were fabricated by simultaneous sputtering of a gold target and
plasma-enhanced chemical vapor deposition of hydrogenated SiO2. The optical
constants of the films were determined from spectroscopic ellipsometry mea
surements and were modeled using the Maxwell-Garnett effective medium theor
y. The particle size dependence of the free electron absorption was include
d according to the limited electron mean free path effect using a broadenin
g parameter A=0.16 determined from the comparison of the measured spectra w
ith transmission electron microscopy micrographs. Using bulk interband opti
cal constants for gold, very good agreement was obtained between the model
and the measured spectra but only in the narrow particle size range similar
to 10-20 nm, the latter of which marks the onset of phase retardation effe
cts. For smaller particles, the energy of the surface plasmon resonance was
progressively blueshifted with respect to the predicted value. This was in
terpreted by a size dependence of the interband transitions as a result of
strain-induced variation of the lattice constant within the particle. (C) 2
000 American Institute of Physics. [S0021-8979(00)05201-4].