post-authorization surveillance studies analyze the intended use of medicat
ions in accordance with their authorized labeling. They are characterized b
y the principle of non-intervention, i.e. they do not take influence on the
decision whether or how to treat and to survey treatment in the individual
patient. these aspects define the difference between surveillance studies
and phase-IV clinical trials. in consequence, surveillance studies-in contr
ast to phase-IV trials-are not subject to the regulations of SS 40, 41 of t
he German Drug Law and national and international Recommendations on Good C
linical Practice (GCP).
In essence, they are pharmaco-epidemiological investigations that make use
of personified patient data. Within the context of the European regulatory
policies they are part of the overall pharmacovigilance effort. In Germany,
surveillances studies may have an additional regulatory impact. Indeed, th
ey may be accepted as a relevant extension to the documentation on both saf
ety and efficacy and in some cases even as an alternative to the tedious ex
perimental investigation thereof, provided they meet newly defined quality
criteria (that are discussed here more extensively). Although not developed
to this purpose and although these recommendations are mainly formal with
some relevant shortcomings in defining content quality, they are an importa
nt source of reference for the individual physician to guide his decision a
bout the value and acceptability of any surveillance study, including those
not primarily intended to be used in a regulatory context.