Ab initio calculations were performed to investigate adsorption and diffusi
on of C on the Si(001) surface at different surface and subsurface sites. I
ncorporation mechanisms of both substitutional and interstitial C during fi
lm deposition and growth were proposed. A surface diffusion process resulti
ng in interstitial C incorporation was identified and the calculated energy
barrier of similar to 1.0 eV is consistent with the experimental value of
0.94 +/- 0.04 eV. The results support experimental observations of several
groups: higher growth rates and lower temperatures favor the substitutional
C incorporation. (C) 2000 American Institute of Physics. [S0003-6951(00)03
807-9].