Objective. Factors that contribute to adverse sedation events in children u
ndergoing procedures were examined using the technique of critical incident
analysis.
Methodology. We developed a database that consists of descriptions of adver
se sedation events derived from the Food and Drug Administration's adverse
drug event reporting system, from the US Pharmacopeia, and from a survey of
pediatric specialists. One hundred eighteen reports were reviewed for fact
ors that may have contributed to the adverse sedation event. The outcome, r
anging in severity from death to no harm, was noted. Individual reports wer
e first examined separately by 4 physicians trained in pediatric anesthesio
logy, pediatric critical care medicine, or pediatric emergency medicine. On
ly reports for which all 4 reviewers agreed on the contributing factors and
outcome were included in the final analysis.
Results. Of the 95 incidents with consensus agreement on the contributing f
actors, 51 resulted in death, 9 in permanent neurologic injury, 21 in prolo
nged hospitalization without injury, and in 14 there was no harm. Patients
receiving sedation in nonhospital-based settings compared with hospital-bas
ed settings were older and healthier. The venue of sedation was not associa
ted with the incidence of presenting respiratory events leg, desaturation,
apnea, laryngospasm, similar to 80% in each venue) but more cardiac arrests
occurred as the second (53.6% vs 14%) and third events (25% vs 7%) in nonh
ospital-based facilities. Inadequate resuscitation was rated as being a det
erminant of adverse outcome more frequently in nonhospital-based events (57
.1% vs 2.3%). Death and permanent neurologic injury occurred more frequentl
y in nonhospital-based facilities (92.8% vs 37.2%). Successful outcome (pro
longed hospitalization without injury or no harm) was associated with the u
se of pulse oximetry compared with a lack of any documented monitoring that
was associated with unsuccessful outcome (death or permanent neurologic in
jury). In addition, pulse oximetry monitoring of patients sedated in hospit
als was uniformly associated with successful outcomes whereas in the nonhos
pital-based venue, 4 out of 5 suffered adverse outcomes. Adverse outcomes d
espite the benefit of an early warning regarding oxygenation likely reflect
lack of skill in assessment and in the use of appropriate interventions, i
e, a failure to rescue the patient.
Conclusions. This study-a critical incident analysis-identifies several fea
tures associated with adverse sedation events and poor outcome. There were
differences in outcomes for venue: adverse outcomes (permanent neurologic i
njury or death) occurred more frequently in a nonhospital-based facility, w
hereas successful outcomes (prolonged hospitalization or no harm) occurred
more frequently in a hospital-based setting. Inadequate resuscitation was m
ore often associated with a nonhospital-based setting. Inadequate and incon
sistent physiologic monitoring (particularly failure to use or respond appr
opriately to pulse oximetry) was another major factor contributing to poor
outcome in all venues. Other issues rated by the reviewers were: inadequate
presedation medical evaluation, lack of an independent observer, medicatio
n errors, and inadequate recovery procedures. Uniform, specialty-independen
t guidelines for monitoring children during and after sedation are essentia
l. Age and size-appropriate equipment and medications for resuscitation sho
uld be immediately available regardless of the location where the child is
sedated. All health care providers who sedate children, regardless of pract
ice venue, should have advanced airway assessment and management training a
nd be skilled in the resuscitation of infants and children so that they can
successfully rescue their patient should an adverse sedation event occur.