Objectives/Hypothesis: New treatment methods are needed for head and neck c
ancer to improve survival without increasing morbidity. Gene therapy is a p
otential method of improving patient outcome. Progress in gene therapy for
cancer is reviewed with emphasis on the limitations of vector technology an
d treatment strategies. Given the current technological vector Limitations
in transmitting the therapeutic genes, treatments that require the fewest n
umber of cells to be altered by the new gene are optimal. Therefore an immu
ne-based gene therapy strategy was selected in which the tumors were transf
ected with the gene for an alloantigen, human leukocyte antigen (HLA)-B7, a
class I major histocompatibility complex (MHC). This would restore an anti
gen presentation mechanism in the tumor to induce an antitumor response. Th
is gene therapy strategy was tested in patients with advanced, unresectable
head and neck cancer. Study Design: Prospective trial. Methods: Twenty pat
ients with advanced head and neck cancer who had failed conventional therap
y and did not express HLA-B7 were treated with gene therapy using a Lipid v
ector by direct intratumoral injection. The gene therapy product contained
the HLA-B7 gene and the PS-microglobulin gene, which permits complete expre
ssion of the class I MHC at the cell surface. Patients were assessed for an
y adverse effects, for changes in tumor size, for time to disease progressi
on, and for survival. Biopsy specimens were assessed for pathological respo
nse, HLA-B7 expression, apoptosis, cellular proliferation, CD-8 cells, gran
zyme, and p53 status. Results: There were no adverse effects from the gene
therapy. At 16 weeks after beginning gene therapy, four patients had a part
ial response and two patients had stable disease. Two of the tumors complet
ely responded clinically, but tumor was still seen on pathological examinat
ion. The time to disease progression in the responding patients was 20 to 8
0 weeks. The median survival in patients who completed gene therapy was 54:
weeks, compared with 21 weeks in patients whose tumors progressed after th
e first cycle of treatment. One patient survived for 106 weeks without any
additional therapy. HLA-B7 was demonstrated in the treated tumors, and incr
eased apoptosis was seen in the responding tumors. Conclusion: Significant
advances have been made in the field of gene therapy for cancer. Alloantige
n gene therapy has had efficacy in the treatment of cancer and can induce t
umor responses in head and neck tumors. Alloantigen gene therapy has signif
icant potential as an adjunctive treatment of head and neck cancer.