Post-authorization surveillance studies analyze the intended use of medicat
ions in accordance with their authorized labeling. They are characterized b
y the principle of non-intervention, i.e. they do not take influence on the
decision whether or how to treat and to survey treatment in the individual
patient. These aspects define the difference between surveillance studies
and phase-IV clinical trials. In consequence, surveillance studies - in con
trast to phase-IV trials-are not subject to the regulations of 40, 41 of th
e German Drug Law and national and international Recommendations of Good Cl
inical Practice (GCP).
In essence, they are pharmaco-epidemiological investigations that make use
of personified patient data. Within the context of the European regulatory
policies they are part of the overall pharmacovigilance effort. In Germany,
surveillance studies may have an additional regulatory impact. Indeed, the
y may be accepted as a relevant extension to the documentation on both safe
ty and efficacy and in some cases even as an alternative to the tedious exp
erimental investigation thereof, provided they meet newly defined quality c
riteria (that are discussed here more extensively). Although not developed
to this purpose and although these recommendations are mainly formal with s
ome relevant shortcomings in defining content quality, they are an importan
t source of reference for the individual physician to guide his decision ab
out the value and acceptability of any surveillance study, including those
not primarily intended to be used in a regulatory context.