We describe a novel vertical taper structure fabricated at the ends of poly
mer optical waveguide devices to improve the coupling between channel waveg
uides and single mode fibers. The taper smoothly converts a highly elliptic
al waveguide mode into a large and more circular mode for low loss coupling
and relaxed fiber alignment tolerances. A vertical taper 0.5 to 2 mm in le
ngth is made in the upper cladding to reduce its thickness from a few micro
meters to zero. The taper is subsequently covered by an upper cladding. The
new upper cladding has an index higher than that of the previous upper cla
dding but slightly lower than that of waveguide core. In the taper, the cha
nnel waveguide mode gradually loses confinement by the upper cladding so th
at the mode size grows larger as light propagates toward the end of the dev
ice, whereas the confinement by the lower cladding and the lateral confinem
ent are not significantly affected. The waveguide mode grows upward away fr
om the lossy ground electrode and substrate commonly found in many polymer
devices; therefore, no trade-off between mode size and propagation loss is
involved. Two special but simple reactive ion etching techniques, shadow ma
sked etching and etching with a tapered photoresist mask, are developed to
make the vertical taper. Mode expansion and a 1.8 dB reduction in coupling
loss per tapered end are demonstrated experimentally. The performance of th
e mode size transformer is found to be insensitive to both waveguide width
and polarization. (C) 2000 Society of Photo-Optical instrumentation Enginee
rs.